全部

1·Securities Company; Comprehensive Management; Regulatory.

证券公司；综合治理；监管。

2·The registered capital of a securities company shall be the paid - in capital.

证券公司的注册资本应当是实缴资本。 。

3·The classification of the securities company have brokage rivalship much more.

对券商的分类使经纪业务的竞争进一步加剧。

4·A securities company shall not let others use its accounts for proprietary account transactions.

证券公司不得将其自营账户借给他人使用。

5·A securities company in Chongqing abolished Spring Outing activities to prevent office romances.

重庆一家证券公司为防止员工产生办公室恋情，取消集体春游。

6·Article 199. When a securities company violates the regulations of this law and does securities? Related.

第一百九十九条证券公司违反本法规定，超出业务许可范围经营证券业务的，责令改正，没收违法所得，并处以违法所得一倍以上五倍以下的罚款。

7·How to meet the challenge and improve the ability, we have improved the securities company supervision.

如何应对挑战，提高竞争实力，完善证券公司监管措施成为券商面临的首要问题。

8·Article 33 a securities company shall strengthen the management of the securities accounts of the staff.

第三十三条证券公司应当加强工作人员证券账户管理。

9·A securities company shall determine the scope for the publication of the restricted list based on its need.

证券公司应当根据需要确定限制名单的发布范围。

10·The securities company shall not commence its securities business without obtaining a securities business permit.

未取得经营证券业务许可证，证券公司不得经营证券业务。