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1·They deal directly with the investor rather than using a securities dealer as an intermediary and borrow continuously.

他们不用证券交易商作为中介人而是直接与投资者打交道，可以连续不断地借款。

2·The National Association of Securities Dealers. The NASD is supervised by the SEC and includes all over the counter dealer firms.

全美证券交易商协会。NASD受证券交易委员会监督，包括所有场外交易公司。

3·On a monthly basis, specialized securities broker firms and securities dealer firms shall also prepare one copy of the bank deposit statement.

专业证券经纪商及专业证券自营商加附银行存款明细表一份。

4·Lehman Brothers is a primary dealer in the U. S. Treasury securities market.

莱曼兄弟公司是美国国库证券市场的主要经销商。

5·Have you ever filed a complaint against a Foreign Exchange Dealer, Securities Broker or Commodities Dealer?

您曾经抱怨过外汇经纪商，或期货交易商吗？